9.6.3, 9.9
------------------------------------------------------
2.1.4 Relying Party Obligations 4.5, 4.5.2, 4.9.6,
5., 6., 9.6.4, 9.9
------------------------------------------------------
2.1.5 Repository Obligations 2., 4.4.2, 4.4.3,
4.6.6, 4.6.7,
4.7.6, 4.7.7,
4.8.6, 4.8.7
------------------------------------------------------
2.2 Liability 9.6, 9.7, 9.8, 9.9
------------------------------------------------------
2.2.1 CA Liability 9.6.1, 9.7., 9.8,
9.9
------------------------------------------------------
2.2.2 RA Liability 9.6.2, 9.7, 9.8, 9.9
------------------------------------------------------
2.3 Financial Responsibility 9.2
------------------------------------------------------
2.3.1 Indemnification by Relying
Parties 9.9
------------------------------------------------------
2.3.2 Fiduciary Relationships 9.7
------------------------------------------------------
2.4 Interpretation and Enforcement 9.16
------------------------------------------------------
2.4.1 Governing Law 9.14, 9.15
------------------------------------------------------
2.4.2 Severability, Survival,
Merger, Notice 9.10.3, 9.11,
9.16.1,9.16.3
------------------------------------------------------
2.4.3 Dispute Resolution
Procedures 9.13, 9.16.4
------------------------------------------------------
2.5 Fees 9.1
------------------------------------------------------
2.5.1 Certificate Issuance
or Renewal Fees 9.1.1
------------------------------------------------------
2.5.2 Certificate Access Fees 9.1.2
------------------------------------------------------
2.5.3 Revocation or Status
Information Access Fees 9.1.3
------------------------------------------------------
2.5.4 Fees for Other Services Such
as Policy Information 9.1.4
------------------------------------------------------
2.5.5 Refund Policy 9.1.5
------------------------------------------------------
2.6 Publication and Repository 2.
------------------------------------------------------
2.6.1 Publication of CA
Information 2.2, 4.4.2,
4.4.3, 4.6.6,
4.6.7, 4.7.6,
4.7.7, 4.8.6,
4.8.7
------------------------------------------------------
2.6.2 Frequency of Publication 2.3
------------------------------------------------------
2.6.3 Access Controls 2.4
------------------------------------------------------
2.6.4 Repositories 2.1
------------------------------------------------------
2.7 Compliance Audit 8.
------------------------------------------------------
2.7.1 Frequency of Entity Compliance
Audit 8.1
------------------------------------------------------
2.7.2 Identity/Qualifications of
Auditor 8.2
------------------------------------------------------
2.7.3 Auditor’s Relationship to Audited
Party 8.3
------------------------------------------------------
2.7.4 Topics Covered by Audit 8.4
------------------------------------------------------
2.7.5 Actions Taken as a Result of
Deficiency 8.5
------------------------------------------------------
2.7.6 Communications of Results 8.6
------------------------------------------------------
2.8 Confidentiality 9.3, 9.4
------------------------------------------------------
2.8.1 Types of Information to be
Kept Confidential 9.3.1, 9.4.2
------------------------------------------------------
2.8.2 Types of Information Not
Considered Confidential 9.3.2, 9.4.3
------------------------------------------------------
2.8.3 Disclosure of Certificate
Revocation/Suspension
Information 9.3.1, 9.3.2,
9.3.3, 9.4.2,
9.4.3, 9.4.4
------------------------------------------------------
2.8.4 Release to Law Enforcement
Officials 9.3.3, 9.4.6
------------------------------------------------------
2.8.5 Release as Part of Civil
Discovery 9.3.3, 9.4.6
------------------------------------------------------
2.8.6 Disclosure Upon Owner’s
Request 9.3.3, 9.4.7
------------------------------------------------------
2.8.7 Other Information Release
Circumstances 9.3.3, 9.4.7
------------------------------------------------------
2.9 Intellectual Property Rights 9.5
------------------------------------------------------
3. Identification and Authentication 3.
------------------------------------------------------
3.1 Initial Registration 3.1, 3.2
------------------------------------------------------
3.1.1 Type of Names 3.1.1
------------------------------------------------------
3.1.2 Need for Names to be
Meaningful 3.1.2, 3.1.3
------------------------------------------------------
3.1.3 Rules for Interpreting
Various Name Forms 3.1.4
------------------------------------------------------
3.1.4 Uniqueness of Names 3.1.5
------------------------------------------------------
3.1.5 Name Claim Dispute
Resolution Procedure 3.1.6
------------------------------------------------------
3.1.6 Recognition, Authentication,
and Role of Trademarks 3.1.6
------------------------------------------------------
3.1.7 Method to Prove Possession
of Private Key 3.2.1
------------------------------------------------------
3.1.8 Authentication of
Organization Identity 3.2.2
------------------------------------------------------
3.1.9 Authentication of
Individual Identity 3.2.3
------------------------------------------------------
3.2 Routine Rekey 3.3.1, 4.6, 4.7
------------------------------------------------------
3.3 Rekey After Revocation 3.3.2
------------------------------------------------------
3.4 Revocation Request 3.4
------------------------------------------------------
4. Operational Requirements 4., 5.
------------------------------------------------------
4.1 Certificate Application 4.1, 4.2, 4.6,
4.7
------------------------------------------------------
4.2 Certificate Issuance 4.2, 4.3, 4.4.3,
4.6, 4.7, 4.8.4,
4.8.6, 4.8.7
------------------------------------------------------
4.3 Certificate Acceptance 4.3.2, 4.4, 4.6,
4.7, 4.8.4-4.8.7
------------------------------------------------------
4.4 Certificate Suspension
and Revocation 4.8, 4.9
------------------------------------------------------
4.4.1 Circumstances for Revocation 4.8.1, 4.9.1
------------------------------------------------------
4.4.2 Who Can Request Revocation 4.8.2, 4.9.2
------------------------------------------------------
4.4.3 Procedure for Revocation
Request 4.8.3-4.8.7,
4.9.3
------------------------------------------------------
4.4.4 Revocation Request
Grace Period 4.9.4
------------------------------------------------------
4.4.5 Circumstances for Suspension 4.9.13
------------------------------------------------------
4.4.6 Who Can Request Suspension 4.9.14
------------------------------------------------------
4.4.7 Procedure for Suspension
Request 4.9.15
------------------------------------------------------
4.4.8 Limits on Suspension Period 4.9.16
------------------------------------------------------
4.4.9 CRL Issuance Frequency
(If Applicable) 4.9.7, 4.9.8,
4.10
------------------------------------------------------
4.4.10 CRL Checking Requirements 4.9.6, 4.10
------------------------------------------------------
4.4.11 On-Line Revocation/
Status Checking
Availability 4.9.9, 4.10
------------------------------------------------------
4.4.12 On-Line Revocation
Checking Requirements 4.9.6, 4.9.10,
4.10
------------------------------------------------------
4.4.13 Other Forms
of Revocation
Advertisements 4.9.11, 4.10
------------------------------------------------------
4.4.14 Checking Requirements
for Other Forms of
Revocation
Advertisements 4.9.6, 4.9.11,
4.10
------------------------------------------------------
4.4.15 Special Requirements re
Key Compromise 4.9.12
------------------------------------------------------
4.5 Security Audit Procedures 5.4
------------------------------------------------------
4.5.1 Types of Events Recorded 5.4.1
------------------------------------------------------
4.5.2 Frequency of Processing Log 5.4.2
------------------------------------------------------
4.5.3 Retention Period for Audit
Log 5.4.3
------------------------------------------------------
4.5.4 Protection of Audit Log 5.4.4
------------------------------------------------------
4.5.5 Audit Log Backup Procedures 5.4.5
------------------------------------------------------
4.5.6 Audit Collection System
(Internal vs. External) 5.4.6
------------------------------------------------------
4.5.7 Notification to Event-Causing
Subject 5.4.7
------------------------------------------------------
4.5.8 Vulnerability Assessments 5.4.8
------------------------------------------------------
4.6 Records Archival 5.5
------------------------------------------------------
4.6.1 Types of Records Archived 5.5.1
------------------------------------------------------
4.6.2 Retention Period for Archive 5.5.2
------------------------------------------------------
4.6.3 Protection of Archive 5.5.3
------------------------------------------------------
4.6.4 Archive Backup Procedures 5.5.4
------------------------------------------------------
4.6.5 Requirements for
Time-Stamping of Records 5.5.5
------------------------------------------------------
4.6.6 Archive Collection System
(Internal or External) 5.5.6
------------------------------------------------------
4.6.6 Procedures to Obtain and
Verify Archive Information 5.5.7
------------------------------------------------------
4.7 Key Changeover 5.6
------------------------------------------------------
4.8 Compromise and Disaster
Recovery 5.7, 5.7.1
------------------------------------------------------
4.8.1 Computing Resources, Software,
and/or Data Are Corrupted 5.7.2
------------------------------------------------------
4.8.2 Entity Public
Key is Revoked 4.9.7, 4.9.9,
4.9.11
------------------------------------------------------
4.8.3 Entity Key is Compromised 5.7.3
------------------------------------------------------
4.8.4 Secure Facility After a Natural
or Other Type of Disaster 5.7.4
------------------------------------------------------
4.9 CA Termination 5.8
------------------------------------------------------
5. Physical, Procedural, and
Personnel Security Controls 5.
------------------------------------------------------
5.1 Physical Controls 5.1
------------------------------------------------------
5.1.1 Site Location and Construction 5.1.1
------------------------------------------------------
5.1.2 Physical Access 5.1.2
------------------------------------------------------
5.1.3 Power and Air Conditioning 5.1.3
------------------------------------------------------
5.1.4 Water Exposures 5.1.4
------------------------------------------------------
5.1.5 Fire Prevention and Protection 5.1.5
------------------------------------------------------
5.1.6 Media Storage 5.1.6
------------------------------------------------------
5.1.7 Waste Disposal 5.1.7
------------------------------------------------------
5.1.8 Off-Site Backup 5.1.8
------------------------------------------------------
5.2 Procedural Controls 5.2
------------------------------------------------------
5.2.1 Trusted Roles 5.2.1, 5.2.4
------------------------------------------------------
5.2.2 Number of Persons
Required per Task 5.2.2, 5.2.4
------------------------------------------------------
5.2.3 Identification and
Authentication for Each Role 5.2.3
------------------------------------------------------
5.3 Personnel Controls 5.3
------------------------------------------------------
5.3.1 Background, Qualifications,
Experience, and Clearance
Requirements 5.3.1
------------------------------------------------------
5.3.2 Background Check Procedures 5.3.2
------------------------------------------------------
5.3.3 Training Requirements 5.3.3
------------------------------------------------------
5.3.4 Retraining Frequency
and Requirements 5.3.4
------------------------------------------------------
5.3.5 Job Rotation Frequency
and Sequence 5.3.5
------------------------------------------------------
5.3.6 Sanctions for
Unauthorized Actions 5.3.6
------------------------------------------------------
5.3.7 Contracting Personnel
Requirements 5.3.7
------------------------------------------------------
5.3.8 Documentation Supplied to
Personnel 5.3.8
------------------------------------------------------
6. Technical Security Controls 6.
------------------------------------------------------
6.1 Key Pair Generation and
Installation 6.1
------------------------------------------------------
6.1.1 Key Pair Generation 6.1.1
------------------------------------------------------
6.1.2 Private Key Delivery to Entity 6.1.2
------------------------------------------------------
6.1.3 Public Key Delivery to
Certificate Issuer 6.1.3
------------------------------------------------------
6.1.4 CA Public Key Delivery to Users 6.1.4
------------------------------------------------------
6.1.5 Key Sizes 6.1.5
------------------------------------------------------
6.1.6 Public Key Parameters Generation 6.1.6
------------------------------------------------------
6.1.7 Parameter Quality Checking 6.1.6
------------------------------------------------------
6.1.8 Hardware/Software Key Generation 6.1.1
------------------------------------------------------
6.1.9 Key Usage Purposes
(as per X.509 v3 Key Usage Field) 6.1.9
------------------------------------------------------
6.2 Private Key Protection 6.2
------------------------------------------------------
6.2.1 Standards for Cryptographic
Module 6.2.1
------------------------------------------------------
6.2.2 Private Key (n out of m)
Multi-Person Control 6.2.2
------------------------------------------------------
6.2.3 Private Key Escrow 6.2.3
------------------------------------------------------
6.2.4 Private Key Backup 6.2.4
------------------------------------------------------
6.2.5 Private Key Archival 6.2.5
------------------------------------------------------
6.2.6 Private Key Entry Into
Cryptographic Module 6.2.6, 6.2.7
------------------------------------------------------
6.2.7 Method of Activating
Private Key 6.2.8
------------------------------------------------------
6.2.8 Method of Deactivating
Private Key 6.2.9
------------------------------------------------------
6.2.9 Method of Destroying Private
Key 6.2.10
------------------------------------------------------
6.3 Other Aspects of Key Pair
Management 6.3
------------------------------------------------------
6.3.1 Public Key Archival 6.3.1
------------------------------------------------------
6.3.2 Usage Periods for the Public
and Private Keys 6.3.2
------------------------------------------------------
6.4 Activation Data 6.4
------------------------------------------------------
6.4.1 Activation Data Generation
and Installation 6.4.1
------------------------------------------------------
6.4.2 Activation Data Protection 6.4.2
------------------------------------------------------
6.4.3 Other Aspects of Activation
Data 6.4.3
------------------------------------------------------
6.5 Computer Security Controls 6.5
------------------------------------------------------
6.5.1 Specific Computer Security
Technical Requirements 6.5.1
------------------------------------------------------
6.5.2 Computer Security Rating 6.5.2